Responsibilities

  • Review the fact find documentation to ensure ethical and appropriate sales advisory process were carried out
  • To conduct survey calls on sales conducted
  • To ensure timely reporting of statistics and findings to the Regulators and management
  • Provide advice to business units on any sales advisory matters
  • Assist in conducting regular assurance reviews  of sales activities to deter any market misconduct practises
  • Conduct compliance related training for the Agency Force when required
  • Other duties and projects as assigned

Education Level 

  • Diploma or Degree
  • Professional qualifications: CMFAS certification Module 5, 9, 9A and HI

Skills / Experiences 

  • Minimum 3-4 years of relevant experience in Market Conduct compliance in the financial industry
  • Strong analytical skills and  meticulous at work
  • Good communication and written skills
  • Team player but able to work independently
  • Proficient in MS Office applications such as Excel, Word and PowerPoint

#LI(TMLS)

Note: Tokio Marine Life Insurance Singapore reserves the right to change the scope of responsibility as deemed fit as and when necessary. The staff will be informed/prepare beforehand when such occasions arise.

Position Details

Posted

April 16, 2018

Department

Compliance

Company

Life Insurance

Location

Head Office, 20 McCallum Street

How to Apply

Please submit a detailed resume, stating your expected and current salary and notice period required.

Email us

Email us

Online

Online

Submit an online application here.